A hearing is scheduled July the 11th for a Thunder Bay investment advisor who is facing a disciplinary proceeding in front of an industry securities watchdog. The hearing by the Investment Industry Regulatory Organization will probe allegations against Terry Norman Dyck relating to his knowledge of a fund he was recommending to clients when he worked at a local investment firm. 
Tuesday, June 28, 2011
Investment advisor faces disciplinary hearing
A hearing is scheduled July the 11th for a Thunder Bay investment advisor who is facing a disciplinary proceeding in front of an industry securities watchdog. The hearing by the Investment Industry Regulatory Organization will probe allegations against Terry Norman Dyck relating to his knowledge of a fund he was recommending to clients when he worked at a local investment firm. 